The rule of natural justice has evolved with the growth of civilization. Natural
justice is the concept of common law which implies fairness, reasonableness,
equality and equity. In India, the principles of natural justice are the
grounds of Article 14 and 21 of the Constitution. Article 14 enshrines that
every person should be treated equally. Article 21 in its judgment of
Maneka
Gandhi vs. The Union of India[1], it has been held that the law and procedure
must be of a fair, just and reasonable kind. The principle of natural justice
comes into force when no prejudice is caused to anyone in any administrative action.The principle ofAudi Alteram Partemis the basic concept of the
principle of natural justice. This doctrine states the no one shall be condemned
unheard. This ensures a fair hearing and fair justice to both the parties. Under
this doctrine, both the parties have the right to speak. No decision can be
declared without hearing both the parties. The aim of this principle is to give
an opportunity to both the parties to defend themselves.
Introduction:
Audi alteram partem means ‘ hear the other side’, or ‘no man should be
condemned unheared’ or ‘both the sides must be heard before passing any order’.
Principle Explained:
The second fundamental principle of natural justice is audi alteram
partem, i.e., no man should be condemned unheard, or both the sides must be
heard before passing any order. De Smith[1]says, ‘ no proposition can be more
clearly established than that a man cannot incur the loss of liberty or property
for an offence by a judicial proceeding until he has had a fair opportunity of
answering the case against him’. A party is not to suffer in person or in purse
without an opportunity of being heard’. This is the first principle of civilized
jurisprudence and is accepted by laws of men and god. In short, before an order
is passed against any person, reasonable opportunity of being heard must be
given to him. Generally, this maxim includes two elements: (i) Notice; and (ii)
Hearing.
(A) Notice:
Before any action is taken, the affected party must be given a notice to show
cause against the proposed action and seek his explanation. It is a sine qua non
of the right of fair hearing. Any order passed without giving notice is against
the principles of natural justice and is void ab initio. Before taking any
action, it is the right of the person to know the facts. Without knowing the
facts of the case, no one can defend himself. The right to notice means the
right of being known. The right to know the facts of the suit or case happens at
the start of any hearing. Therefore, notice is a must to start a hearing. A
notice must contain the time, place and date of hearing, jurisdiction under with
the case is filed, the charges, and proposed action against the person. All
these things should be included in a notice to make it proper and adequate.
Whenever a statute makes it clear that a notice must be issued to the party and
if no compliance or failure to give notice occurs, this makes the act void. The
article should contain all the essentials to it. If it only contains the charges
but not the ground or time or date, then the notice must be held invalid and
vague. Non-issue of the notice or any defective service of the notice do not
affect the jurisdiction of the authority but violates the principle of natural
justice.
In bagg case[2], James Bagg, a Chief Burgess of Plymouth had been
disfranchised for unbecoming conduct in as much as it was alleged that he had
told the Mayor, ‘ you are a cozening knave. I will make thy neck crack’ and by
‘turning the hinder part of his body in an inhuman and uncivil manner’ towards
the mayor, said, ‘come and kiss’ he was reinstated by mandamus as no notice or
hearing was given to him before passing the impugned order.
In a case of Punjab National Bank v. All India Bank Employees Federation[3],
the notice contained certain charges but the penalty was imposed on the charges
other than those mentioned in the notice. Thus, the charges on which the penalty
was imposed were not contained in the notice served on the person concerned. The
notice was not proper and, therefore, imposition of penalty was invalid. It is
to be noted if the person concerned is aware of the case against him and not
prejudiced in preparing his defense effectively the requirement of notice will
not be insisted upon as a mere technical formalities and proceeding will not be
vitiated merely on the technical ground. That the person concerned was not
served notice before taking the action as in case of Keshav Mills Co. Ltd. V.
Union of India[4], The notice is required to be clear and unambiguous. If it is
ambiguous or vague, it will not be treated as reasonable and proper notice. If
the notice does not specify the action proposed to be taken, it is taken as
vague and, therefore, no proper as in case of Abdul Latif v. Commr[5]. The
notice will also be vague if it does not specify the property proposed to be
acquired as in case of Tulsa Singh v. State of Haryana[6]. As regards the
detention under any law providing for preventive, Clause (5) of Article 22
provides that in such condition the making the order for such detention must, as
soon as may be, communicate to the detenue the grounds on which the order has
been made and must give him the earliest opportunity of making a representation
against the order. The grounds communicated to the detenue must not be vague or
insufficient or irrelevant, vague or in adequate, the detenue is entitled to be
released.
(B) Hearing: - Oral or Personal Hearing- How Far Necessary:
The second ingredient of audi alteram partam (hear the other side) rule is the
rule of hearing. If the order is passed by the authority without providing the
reasonable opportunity of being heard to the person affected by it adversely
will be invalid and must be set aside as in the cases of Harbans Lal v.
Commissioner[7], National Central Co-operative Bank v. Ajay Kumar[8]and
Fateh
Singh v. State of Rajasthan[9]. The reasonable opportunity of hearing which is
also well known as 'fair hearing' is an important ingredient of the audi alteram
partem rule. This condition may be complied by the authority by providing
written or oral hearing which is the discretion of the authority, unless the
statue under which the action being taken by the authority provides otherwise.
Thus like U.S.A. and England, the Courts in India do not consider the right to
oral or personal hearing as part of the principle of Audi Alteram Partem unless
the statue under which the action is taken by the authority provides for the
oral or personal hearing unless it is not indicated at without oral or personal
hearing the person cannot adequately present. Personal or oral hearing is
important when the context requires it was required in the case of
A.K. Gopalan
v. State of Madras. It is the duty of the authority who will ensure that the
affected party may be given an opportunity of oral or personal hearing if the
context requires otherwise. However, the above rule of fair hearing requires
that the affected party should be given an opportunity to meet the case against
him effectively and this may also be achieved by providing opportunity to the
affected person by making 'written representation' instead of oral or personal
hearing as was provided in the case of Union of India v. J.P. Mitter.
(C) Evidence:
Evidence is an important part which is to be brought properly before the Court
in the presence of both the parties and a judicial or quasi judicial authority
must have to act on the evidence produced as in the case of aR v. Bodmin and not
merely on any information which the authority may receive otherwise as in the
case of Collector of Central Excise v. Sanwarmal [10].Ordinarily, no evidence
personal or oral should be received at the back of other party and if any such
evidence is recorded, it is duty of the authority that such evidence must be
made available to the other party as in the case of Stafford v. Minister of
Health and in another case of Hira Nath v. Principal. The principle is not
confined to formal evidence but extends to any material including information
regarding previous conviction, upon which the Tribunal may act, without giving
opportunity to the affected party to rebut it. In case of Keshav Mill Co. v.
Union of India[11]the Supreme Court was not ready to lay down an inflexible rule
that it was not necessary to show the report of enquiry committee to the
affected person. The court made it clear that whether the report of the enquiry
committee should be furnished or not depends in every individual case on merits
of the case.
(D) Cross Examination;
The adjudicating authority in a fair hearing is not required only to disclose
the person concerned the evidence or material to be taken against him, but he
should be provided an opportunity to rebut the evidence or material. The
important question before the authority is that the witness should be
cross-examined or not.
In another case of Kanungo & Co. v. Collector of Customs[12]the business
premises of a person were searched and certain watches were confiscated by the
authority under Sea Customs Act. The said person was not allowed to
cross-examine the persons who gave information to the authority. There was no
violation of the natural justice and the Court held that the principles of
natural justice do not require the authority to allow the person concerned the
right to cross examine the witnesses in the matters of seizure of goods under
the Sea Customs Act. If the person concerned is allowed the right to
cross-examine, it is not necessary to follow the procedure laid down in the
Indian Evidence Act.
(E) Legal Representation;
An important question is whether right to be heard includes right to legal
representation? Fairly speaking, the representation through a lawyer in the
administrative adjudication is not considered as an indispensable part of the
fair hearing. But, in certain situations if the right to legal representation is
denied, then it amounts to violation of natural justice. Thus where the case
involves question of law as in case of J.J. Mody v. State of Bombay and in
another case of Krishna Chandra v. Union of India, the denial of legal
representation will amount of violation of natural justice because in such
conditions the party may not be able to understand the question of law
effectively and, therefore, he should be given an opportunity of being heard
fairly.
Exceptions To Audi Alteram Partem:
The word exception in the context of natural justice is really a misnomer, but
in the below mentioned exclusionary cases, the rule of audi alteram partem is
held inapplicable not by way of an exception to “fair play in actionâ€, but
because nothing unfair can be inferred by not affording an opportunity to
present or meet a case. But such situations where nothing unfair can be inferred
by not affording a fair hearing must be few and exceptional in every civilized
society.
(1) Statutory Exclusion:
Natural justice is implied by the Courts when the parent statute under which an
action is being taken by the Administration is silent as to its application.
Omission to mention the right of hearing in the statutory provision does not
ipso facto exclude a hearing to the affected Maneka Gandhi vs. Union of
India, Karnataka Public Service Commission vs. B.M. Vijay Shankar, Ram Krishna
Verma vs. State of U.P.
A statute can exclude natural justice either expressly or by necessary
implication. But such a statute may be challenged under Art.14 so it should be
justifiable. In Charan Lal Sahu vs UOI (Bhopal Gas Disaster case) is a classical
example of the application of this exception. In this case the constitutional
validity of the Bhopal Gas Disaster (Processing of Claims) Act, 1985, which had
authorized the Central Government to represent all the victims in matters of
compensation award, had been challenged on the ground that because the Central
Government owned 22 percent share in the Union Carbide Company and as such it
was a joint tort feasor and thus there was a conflict between the interests of
the government and the victims. The court negative the contention and observed
that even if the argument was correct the doctrine of necessity would be
applicable to the situation because if the government did not represent the
whole class of gas victims no other sovereign body could so represent and thus
the principles of natural justice were no attracted.
(2) Legislative Function:
A ground on which hearing may be excluded is that the action of the
Administrative in question is legislative and not administrative in character.
Usually, an order of general nature, and not applying to one or a few specified
persons, is regarded as legislative in nature. Legislative action, plenary or
subordinate, is not subject to the rules of natural justice because these rules
lay down a policy without reference to a particular individual. On the same
logic, principles of natural justice can also be excluded by a provision of the
Constitution also. The Indian Constitution excludes the principles of natural
justice in Art. 22, 31(A), (B), (C) and 311(2) as a matter of policy.
Nevertheless, if the legislative exclusion is arbitrary, unreasonable and
unfair, courts may quash such a provision under Art.14 and 21 of the
Constitution. In Charan Lal Sahu vs. UOI, the constitutional validity of the
Bhopal Gas Disaster (Processing of Claims) Act, 1985 was involved. This
legislation provide for details of how to determine claims and pay them. The
affected parties approached the SC and contended that no hearing was provided to
them and it was violative of Audi Alteram Partem. The SC held, “For legislation
by Parliament no principle of natural justice is attracted, provided such
legislation is within the competence of the Legislature. "Emergency In India,
it has been generally acknowledged that in cases of extreme urgency, where
interest of the public would be jeopardizes by the delay or publicity involved
in a hearing, a hearing before condemnation would not be required by natural
justice or in exceptional cases of emergency where prompt action, preventive or
remedial, is needed, the requirement of notice and hearing may be obviated.
Therefore, if the right to be heard will paralyze the process, law will exclude
it. In Mohinder Singh Gill vs. CEC, whether notice and right to be heard must
been given or not was been laid down before the SC. In Firozhpur Constituency
Parliamentary Election counting was been going on where in some segments
counting were going on and in some it was over. One candidate was having a very
good lead but before the declaration the very purpose of surveillance and there
is every possibility of the ends of justice being defeated instead of being
served.
(3) Impractibility:
Natural justice can be followed and applied when it is practicable to do so but
in a situation when it is impracticable to apply the principle of natural
justice then it can be excluded. In Bihar School Examination Board vs. Subhash
Chandra, the Board conducted final tenth standard examination. At a particular
centre, where there were more than thousand students, it was alleged to have
mass copying. Even in evaluation, it was prima-facie found that there was mass
copying as most of the answers were same and they received same marks. For this
reason, the Board cancelled the exam without giving any opportunity of hearing
and ordered for fresh examination, whereby all students were directed to appear
for the same. Many of the students approached the Patna HC challenging it on the
ground that before cancellation of exam, no opportunity of hearing was been
given to the students. The HC struck down the decision of the Board in violation
of Audi Alteram Partem. The Board unsatisfied with the decision of the Court
approached the SC. The SC rejected the HC judgment and held that in this
situation, conducting hearing is impossible as thousand notices have to be
issued and everyone must be given an opportunity of hearing, cross-examination,
rebuttal, presenting evidences etc. which is not practicable at all. So, the SC
held that on the ground of impracticability, hearing can be excluded.
(4) Academic Evaluation:
Where nature of authority is purely administrative no right of hearing can be
claimed. In Jawaharlal Nehru University v. B.S. Narwal, B.S Narwal, a student
of JNU was removed from the rolls for unsatisfactory academic performances
without being given any pre decisional hearing. The Supreme Court held that the
very nature of academic adjudication appears to negative any right of an
opportunity to be heard. Therefore, if the competent academic authorities
examine and asses the work of a student over a period of time and declare his
work unsatisfactory, the rules of natural justice may be excluded.
(5) Inter-Disclipinary Action:
In Inter- Disciplinary action like suspension etc. there is no requirement to
follow the principle of natural justice. In S.A Khan vs. State of Haryana, Mr.
Khan an IPS Officer holding the post of Deputy Inspector General of Haryana;
Haryana Govt., was suspended by the Haryana Government due to various complaints
against him. Thus, he approached the Supreme Court on the ground of violation of
PNJ as he was not given an opportunity to be heard. The SC held that the
suspension being interim-disciplinary action, there is no requirement to afford
hearing. It can be ordered without affording an opportunity of hearing.
Conclusion:
The principle of natural justice has evolved through civilization. It has not
evolved from the constitution but from mankind itself. Every person has the
right to speak and be heard when allegations are being put towards him or her.
The Latin maxim, ‘Audi Alteram Partem’ is the principle of natural justice where
every person gets a chance of being heard. The meaning of the maxim itself says
no person shall be condemned unheard. Hence, no case or judgment can be decided
without listening to the point of another party. There are many cases where this
principle of natural justice is excluded, and no option is given to the party to
speak. Natural justice means that justice should be given to both the parties in
a just, fair and reasonable manner. Before the court, both the parties are equal
and have an equal opportunity to represent them.
End Notes:
1. (1615) 11 Co. Rep 93 b: 8 Digest 218.
2. A.I.R. 1960 S.C. 16 32
3. A.I.R. 1971 S.C. 389
4. A.I.R. 1973 Punj. 263 33
5. A.I.R. 1973 Punj. 263 33
6. (1970) Lab I.C. 1448
7. A.I.R. 1994 S.C. 39
8. A.I.R. 1995 Raj. 15 35
9. (1968) S.C. [C.A. 1362/67 dt. 16.(J2.1968] 39
10. [1978] 1 SCC 248 597 (SC)
11. [1992] 2 SCC 206
12. [1992] 2 SCC 620
Books:
1. Lectures on administrative law - C.K.TAKWANI
2. Lectures on administrative law - Dr.U.P.D.KESARI
References:
1.audi alteram partem: Definition from the Merriam-Webster Online
Dictionary
2.Audi alteram partem's entry in the duhaime.org legal dictionary
3.e.g.Aeschylus,The Eumenides431, 435
4.Imam Abu Dawud. 2008.Sunan Abu Dawud Vol. 3 (Translated to English by
Ahmad Hasan). Riyadh: Darussalam,, Hadith No. 3575, Grade: Hasan
5.Nuclear Tests (Australia c. France), C. I. J., December 20, 1974, p. 265
6.http://umsu.unimelb.edu.au/clubs/political-interest-society/
7.http://sa.rochester.edu/sa/acjc/
8.Audi HistoryArchived9 February 2010 at theWayback Machine. audiusa.com
9.August Horch: "Ich baute Autos – Vom Schmiedelehrling zum
Autoindustriellen", Schützen-Verlag Berlin 1937
10.A History of Progress– Chronicle of the Audi AG. Audi AG, Public Relations.
1996. p.30.ISBN0-8376-0384-6.
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